Our Service Model

We are driven to offer every client an comprehensive service, covering all details important to your financial health and life. We vow to treat your portfolios as if they were our own, and give them the attention to detail they deserve, while listening to you regarding your tolerance to risk. Loyalty, integrity, honesty, and complete confidentiality are just a few of the core values that surround our relationships with you. We will always deliver professional advice that is mindful to your specific situation and needs. No two clients are the same, and your portfolio will never mirror that of another client. Consistent communication, a proactive contact plan, and set annual reviews are also part of our commitment to you. We feel that ongoing communication is essential to deepening our relationship with you; aiming to help you grow your portfolio, alleviate market concerns, and to always address and navigate your changing circumstances, including but not limited to job changes, retirement, buying a new home, loss in the family.

Legacy One Financial: Relationship with LPL Financial

Gaea and Legacy One Financial are suported by the resources of LPL Financial and Golden State Wealth Management as we strive to offer the best and well-researched investments solutions and products.

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best help their clients attain their financial goals and fulfill their dreams. With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

• Enabling technology
• Comprehensive clearing and compliance services
• Practice management programs and training
• Independent research

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals. For more information about LPL Financial, visit www.lpl.com.

Golden State Wealth Management (“GSWM”) is a federally SEC program. With a business alignment with LPL Financial, GSWM is committed to creating an atmosphere that benefits both advisors and their investors through efficient business practices and a high-level support network. 

*As reported by Financial Planning Magazine, June 1996-2022, based on total revenue. 

Transparent Costs

When it comes to the important details of your financial landscape, you should be aware of what the costs are. We will always openly discuss and fully disclose any fees and commissions related to the oversight and management of your assets and our planning services. We will be fully transparent about what the associated costs are, and why they are important and in place. The costs of doing business with Legacy One and LPL Financial are straightforward and simple to understand.